Preface


 

Excalibur Global Financial Group Limited

Excalibur Global Financial Group Limited (the “Excalibur”) was established in 1994 to provide investors with comprehensive futures and securities trading services. Our holding company, Excalibur Global Financial Holdings Limited (stock Code: 08350) was listed on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited on January 2018, leading Excalibur in a new era and become the elite in Hong Kong futures market. We keep developing our financial transaction services over the years, businesses including futures, stock options and securities, which licensed with the SFC in various activities (Type 1, 2, 4 & 5).

The English name “Excalibur”, is the sword’s name that King Arthur pulled out from the stones in a legend to prove his identity as the best leader. The management and marketing team of Excalibur are professional and reliable as King Arthur. Excalibur adheres to the motto of “Customer oriented”. Letting our clients to enjoy their trading experiences with speedy and secure market access, we provide efficient, integrated and stable online trading platform & IT systems, and personalized services. Excalibur also dedicates itself to establish a positive learning environment for all investors to study short-term investments and keep pace with the market trend.

We are committed to continue enhance the system development and improve back-office services to provide more comprehensive financial services in the future.

 

Listing on GEM of The Stock Exchange of Hong Kong Limited

On January 12 of 2018, our parent company “Excalibur Global Financial Holding Limited” was listed on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited.

Securities and Stock Options Business

We started to provide Securities and Stock Options business starting from Feb. 1, 2019. Together with the Futures trading business, we are providing full brokerage service in Hong Kong.

 

Excalibur Global Financial Group Limited Organization Chart

Registered Corporation License on SFC – Excalibur Global Financial Group Limited


Regulated activities as defined by the Securities and Futures Ordinance:

Type 1 (Dealing in securities)
Type 2 (Dealing in futures contracts)
Type 4 (Advising on securities)
Type 5 (Advising on futures contracts)

 

Public Register of Registered Institutions

Exchange Participant Certificate (Futures)

 

HKCC Participant Certificate

 

Exchange Participant Certificate (Securities)